Analyst - Risk and Compliance
Core
Support operational day-to-day activity of the Investment Compliance Team for liquid investment funds (UCITS/AIF) by monitoring investment restrictions and managing compliance breaches.
Role type
Analyst, Investment Compliance
Builds
Compliance monitoring and reporting for EU domiciled collective investment schemes
Domain
Fund Administration / Investment Compliance
Deliverable
dashboards & analysis
Required skills
Investment compliance monitoring, UCITS/AIF regulations, CSSF reporting, risk profile identification, regulatory reporting, process improvement, stakeholder communication
Preferred skills
FRM or CFA designation, experience with investment compliance systems
Technologies
Microsoft Office (via careerplan.io/jobs/JR-0026726-analyst-risk-and-compliance-at-theapexgroup)
Responsibilities
Monitor investment compliance restrictions for UCITS/AIF, investigate and classify compliance breaches, contribute to compliance procedures and policies, monitor risk profiles, enhance processes and systems, communicate with fund stakeholders, assist with regulatory reporting
Seniority
Individual Contributor, Analyst level