Risk and Compliance Analyst
Core
Provide independent oversight and challenge across investment compliance, regulatory reporting, and valuation risk for UCITS and AIF funds.
Role type
Risk and Compliance Analyst
Builds
Independent risk oversight and regulatory reporting for fund management company
Domain
Financial Services / Fund Administration / UCITS & AIF
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
UCITS framework knowledge, AIFM regulatory knowledge, risk management requirements understanding, regulatory reporting, breach investigation, stakeholder liaison, risk reporting preparation
Preferred skills
FRM, PRM, CFA, CAIA progress, quantitative analysis, complex financial data interpretation
Technologies
None stated
Responsibilities
Perform ongoing investment compliance monitoring across funds under management; Liaise with external stakeholders regarding potential and confirmed breaches; Support periodic reviews of investment restrictions and compliance monitoring arrangements; Support the preparation, review and oversight of regulatory reporting obligations; Review regulatory returns and supporting information for completeness, consistency and reasonableness
Seniority
Junior to Mid-level, hands-on IC