Senior Associate – AML Services
Core
Senior officer managing client Anti-Money Laundering (AML) and Know Your Customer (KYC) compliance, ongoing monitoring, and due diligence for a global fund administration firm.
Role type
Senior Associate, Client AML Services
Builds
Client AML compliance programs and ongoing monitoring processes
Domain
Financial Services / Fund Administration / Regulatory Compliance
Deliverable
client delivery
Required skills
AML/CFT specialist knowledge, EU AML Directives expertise, complex case analysis, due diligence review, internal reporting, violation monitoring, audit assistance, stakeholder liaison, team management
Preferred skills
Fund industry experience, PMLT/CTF qualifications
Technologies
Client screening systems
Responsibilities
Adhere to AML/KYC standards and regulatory controls; act as primary contact for clients during business relationships; manage ongoing monitoring processes; take ownership of complex cases and analyses; review client due diligence; collate internal reporting data (KPIs/KRIs); monitor and escalate client screening violations; assist MLRO with BRA/REQ preparation; support internal audits; liaise with management on AML/KYC issues; manage the day-to-day of the Client ongoing monitoring team.
