Senior Specialist
Core
Execute daily operational controls for securities transactions, derivatives, and corporate actions within a custody and depositary environment.
Role type
Senior Specialist, Custody Operations
Builds
Secure settlement of securities and derivatives for institutional investors and asset managers
Domain
Financial Services / Custody & Depositary Operations
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Securities settlement, derivatives processing, corporate actions, reconciliation controls, sub-custodian management, complex operational issue resolution, project management, process improvement
Preferred skills
None stated
Technologies
None stated
Responsibilities
Booking and validation of securities transactions (DVP/FOP), Booking and validation of derivatives and Prime Broker trades, Processing Corporate Actions, Income Events and Proxy Voting requests, Management of cash collateral for derivative transactions, Monitoring and resolution of open trades with sub-custodians, counterparties and clients, Processing fund and private client migrations, Producing and reviewing control, reconciliation and client reports, Executing daily operational controls and checklists, Acting as escalation point for operational issues, Leading or supporting complex projects and process improvement initiatives
Seniority
Senior, hands-on IC