Client Onboarding & Maintenance Executive
Core
Managing end-to-end KYC due diligence and client onboarding for individuals, corporates, and legal entities to ensure regulatory compliance and assess financial crime risks.
Role type
Client Onboarding & Maintenance Executive (KYC Analyst)
Builds
KYC/AML records and client onboarding workflows
Domain
Financial Services / Anti-Money Laundering (AML) / Compliance
Deliverable
client delivery
Required skills
End-to-end KYC execution, CDD/EDD, PEPs screening, sanctions and adverse media screening, Suitability/Appropriateness assessments, MiFID categorisation, FATCA/CRS compliance, EMIR requirements, risk profiling, financial crime indicator identification, regulatory research, entity structure analysis, workflow management
Preferred skills
Knowledge of trading instruments
Technologies
LexisNexis, company registries
Responsibilities
Managing end-to-end KYC due diligence for new and existing clients, acting as the primary point of contact throughout the onboarding journey, carrying out comprehensive assessments across CDD, EDD, Source of Wealth/Funds, PEPs, Sanctions, Adverse Media Screening, Suitability/Appropriateness, MiFID categorisation, FATCA/CRS, and EMIR requirements, identifying gaps and verifying documentation using internal and external sources, assessing customer risk profiles and spotting financial crime indicators, ensuring KYC/AML records meet internal policies and regulatory standards, maintaining accurate client information in internal systems, managing workflow for timely completion of reviews, tracking outstanding queries to resolution, building relationships with Sales, Financial Crime, Compliance, and Legal teams, contributing to the enhancement of KYC procedures, and staying up to date with regulatory developments
Seniority
Mid-level, hands-on IC
