AML/CTF Officer (MLRO)
Core
Ensure compliance with Australian AML/CTF obligations for stockbroking and OTC derivatives businesses by managing AUSTRAC relationships, monitoring legislation, and conducting controls testing.
Role type
AML/CTF Officer (MLRO)
Builds
Internal AML/CTF policies, procedures, and systems for a global CFD trading and share investing firm.
Domain
Financial Services / Anti-Money Laundering / Counter-Terrorism Financing
Deliverable
client delivery
Required skills
AUSTRAC relationship management, AML/CTF legislation expertise, controls testing, policy creation, transaction monitoring, incident logging
Preferred skills
Tertiary qualification in business, law, or economics
Technologies
N/A
Responsibilities
Serve as primary point of contact for AUSTRAC; Report to CMC boards and senior management; Monitor relevant AML/CTF legislation; Perform controls testing; Review and clear onboarding and transaction monitoring alerts; Log AML/CTF incidents or breaches; Create and maintain internal AML/CTF policies and procedures
Seniority
Mid-level, hands-on IC