Know Your Customer Operations Analyst
Core
Develop and manage an internal Know Your Customer (KYC) program, conducting client profile reviews, updating KYC forms, and monitoring records to ensure compliance with local regulations and firm standards.
Role type
Intermediate KYC Operations Analyst
Builds
Internal KYC program and compliant client account profiles
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
KYC operations, Banking operations, Client account opening processes, Regulatory compliance, Risk assessment, Policy adherence, Action planning for expiring records
Preferred skills
Experience in client pre-requirements process
Technologies
N/A
Responsibilities
Conduct client profile reviews for customer accounts; Review information and documentation ensuring compliance with local regulation and firm standards; Update KYC forms and client profiles according to policy requirements; Follow up with clients to ensure information is received before due dates; Perform KYC tasks including monitoring and tracking of records and Appendix approval process; Assess risk when business decisions are made and escalate control issues.
Seniority
Intermediate, hands-on IC