Compliance Officer
Core
Ensure regulatory compliance and manage risk for a UK consumer lending fintech using AI and Open Banking data.
Role type
Compliance Officer (Retail Financial Services)
Builds
Compliance monitoring frameworks, regulatory reporting, and control environments for a lending platform.
Domain
Fintech / Consumer Lending / UK Financial Regulation
Deliverable
dashboards & analysis
Required skills
FCA Handbook knowledge, Consumer Duty understanding, risk assessment, financial crime oversight (AML), policy review, executive reporting
Preferred skills
Retail financial services experience, proactive problem solving, stakeholder management
Technologies
Open Banking data systems, AI-driven lending platforms
Responsibilities
Own and deliver compliance monitoring to identify emerging risks; Provide clear, actionable reporting to senior management and the Board; Stay ahead of FCA regulatory developments; Maintain and strengthen the control environment and policies; Partner across the business as a trusted advisor; Support customer outcomes by acting as an escalation point for complex cases; Contribute to financial crime oversight and AML assessments.
Seniority
Mid-level, hands-on IC