Associate, Custody Operations
Core
Process and monitor retirement plan accounts, reconcile cash and securities, and resolve operational discrepancies for plan sponsors.
Role type
Associate Custody Operations
Builds
Trust accounting system operations for mutual funds, stable value funds, and ETFs
Domain
Financial Services / Custody Operations
Required skills
Cash and securities reconciliation, Trade settlement, ERISA compliance knowledge, Record-keeping systems, Data investigation, Excel proficiency
Preferred skills
QKA or ASPPA credentials, Experience with Matrix or Schwab platforms, Project management tools
Technologies
SunGard Relius, ASC, FIS, Google Workspace, Slack, Salesforce, Zendesk, Jira
Responsibilities
Review incoming cash, wires, and checks; Process corrections on plan and participant levels; Work with sub-custodians to settle trades; Identify and resolve discrepancies in Cash and Share balances; Oversee and audit record-keeping components; Investigate and reconcile data discrepancies.
Seniority
Associate, entry-level IC