Director, SOX Compliance & Internal Controls
Core
Design and stand up Fivetran's internal controls program using the COSO framework, including risk and control matrices, narratives, and test plans for business process and IT application controls.
Role type
Director, SOX Compliance & Internal Controls
Builds
End-to-end SOX 404 compliance program, risk and control matrices, control activities, and a SOX/GRC workflow tool using AI.
Domain
Financial services / Public company compliance / SaaS data infrastructure
Required skills
SOX 404 compliance, COSO framework, ITGC/ITAC design, risk assessment, third-party control testing management, external audit coordination, segregation of duties analysis, control deficiency remediation, business process controls (O2C, P2P, Payroll, Treasury), IT system control design.
Preferred skills
IPO readiness experience, SaaS/technology industry SOX program leadership, CPA, CIA, CISA certifications, NetSuite, Salesforce, modern data/billing stacks, project management.
Technologies
NetSuite, Coupa, Salesforce CRM, Workday, data warehouse, AI-agents, frontier AI models, SaaS solutions.
Responsibilities
Design and document control activities (preventive and detective), partner with Engineering/IT/Security on ITGC/ITAC design, develop test plans for in-scope controls, manage third-party co-source providers, own the relationship with external auditor KPMG, track and drive remediation of control deficiencies, prepare periodic reporting on SOX program status, act as the go-to resource on internal controls for the organization.
Seniority
Director, strategic build-phase leadership
