Corporate Legal Counsel (Financial Services)
Core
Senior in-house legal counsel providing strategic advice on wealth management, investment, asset management, lending, and regulatory compliance for a private wealth management firm.
Role type
Senior in-house corporate legal counsel (financial services)
Builds
Legal solutions for wealth management, investment, and asset management products and services.
Domain
Financial services / Wealth management / Regulatory compliance
Deliverable
client delivery
Required skills
Financial services regulation expertise, wealth management experience, lending and credit knowledge, contract negotiation, regulatory change management, external counsel management
Preferred skills
Private practice or in-house background, AFSL and AML/CTF framework experience, stakeholder management
Technologies
N/A
Responsibilities
Advise on financial services regulatory obligations including AFSL and AML/CTF; Review and negotiate investment management and commercial agreements; Support strategic projects, governance, and business transactions; Manage external counsel for complex legal challenges.
Seniority
Senior, hands-on IC