Corporate and Securities Counsel
Core
Ensure compliance with U.S. securities regulations (SEC, NYSE) and manage global subsidiary governance for a public company.
Role type
Corporate and Securities Counsel
Builds
SEC filings, corporate governance materials, and subsidiary management processes
Domain
Public company legal / Securities regulation
Deliverable
client delivery
Required skills
SEC reporting expertise, NYSE compliance knowledge, corporate governance management, subsidiary oversight, regulatory change analysis
Preferred skills
Climate and sustainability reporting experience, board meeting support, policy development
Technologies
Diligent (board books)
Responsibilities
Prepare and file annual/quarterly reports (10-K, 10-Q), proxy statements, Form 8-Ks, and Section 16 filings; oversee global subsidiary management; prepare materials for Board and Committee meetings; maintain corporate governance policies and charters; monitor and implement changes in relevant laws and regulations.