Compliance Analyst
Core
Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information in accordance with internal protocols and applicable laws.
Role type
Compliance Analyst
Builds
Tegus by AlphaSense expert call platform
Domain
Financial services / Market intelligence
Deliverable
client delivery
Required skills
research and analysis, proofreading, drafting, investigative research, data input and tracking
Preferred skills
paralegal, legal assistant, compliance/financial/business analyst experience
Responsibilities
Review expert call transcripts for compliance violations, conduct due diligence on calls, research financial reports and regulatory filings, manage internal and external communications, perform administrative data tasks
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