Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions (Internal Audit and Risk) - Consultant
Core
Conduct internal audits and risk assessments for asset and wealth management firms to ensure regulatory compliance and optimize governance frameworks.
Role type
Junior Consultant, Internal Audit and Risk
Builds
Control assurance reports, risk assessments, and compliance recommendations for capital market intermediaries.
Domain
Financial Services / Asset & Wealth Management / Regulatory Compliance
Required skills
Internal audit, Risk assessment, Regulatory compliance, Stakeholder management, Report writing, Process walkthroughs
Preferred skills
ISAE 3402/3000 auditing, Technology risk management, Cyber hygiene, Business continuity management, MAS regulatory knowledge
Technologies
Audit software, Analytics tools
Responsibilities
Conduct reviews of business processes and internal controls to assess risks and identify gaps; Perform walkthroughs with process owners to design audit procedures; Draft clear findings and reports for client deliverables; Advise fund management companies and wealth managers on governance, risk management, and regulatory compliance matters.
Seniority
Junior, hands-on IC
