Compliance Associate
Core
Administer the global Quantitative Trading Compliance program, including vetting portfolio management teams, monitoring regulatory developments, and supporting regulatory examinations.
Role type
Associate compliance officer (quantitative trading)
Builds
Global compliance program for algorithmic and systematic trading activities
Domain
Financial services / Regulatory compliance / Quantitative trading
Deliverable
client delivery
Required skills
Regulatory analysis, policy drafting, training development, risk management, algorithmic trading knowledge, market structure understanding
Preferred skills
Model-based trading expertise, AI regulatory knowledge, financial markets expertise
Technologies
Microsoft PowerPoint, Excel
Responsibilities
Vetting portfolio management teams under Algorithmic Trading Policy, monitoring regulatory developments, conducting compliance analysis, assisting with regulatory examinations, drafting compliance policies, preparing training materials