Paralegal - Compliance (6-Month Contract)
Core
Support daily compliance activities, regulatory filings, and training within a global alternative investment firm.
Role type
Paralegal (Compliance)
Builds
Compliance documentation, regulatory filings, and training programs for a diversified alternative investment firm.
Domain
Financial Services / Compliance
Required skills
Regulatory filing support, compliance documentation drafting, data collection for reporting, meeting coordination, stakeholder liaison, record maintenance, training delivery support
Preferred skills
Finance or Economics degree, 2-5 years financial services or law firm experience, Chinese language skills, Microsoft 365 proficiency
Technologies
Microsoft 365 (Outlook, Word, Excel, PowerPoint)
Responsibilities
Support pre-onboarding calls and compliance induction training; assist with regulatory filings and licensing matters; prepare drafts of compliance documentation; collect and review data for compliance reporting; maintain compliance registers and training records; coordinate internal and external meetings.
Seniority
Mid-level, contract role