Internal Audit Assistant Manager
Core
Perform regular corporate risk assessments, establish standard operating procedures, and promote compliance culture through audit activities and communication programs.
Role type
Internal Audit Assistant Manager
Builds
End-to-end audit processes across head office and operations divisions
Domain
Fintech / Financial Services / Regulatory Compliance
Required skills
Internal audit execution, risk assessment, compliance frameworks, regulatory liaison, process improvement, stakeholder collaboration, reporting to senior management
Preferred skills
Capital markets experience, legal entity compliance, misconduct case management, system/process change implementation
Technologies
None stated
Responsibilities
Create audit framework plans and execute audits, ensure timely completion of audit activities per industry standards, manage misconduct cases and remediation, collaborate with stakeholders to enhance compliance processes, partner with risk management for framework improvement, create periodic audit reports and improvement suggestions
Seniority
Mid-Senior, hands-on IC
