Associate Manager - Regulatory Compliance
Core
Provide Compliance Officer, MLRO, and DMLRO services to client companies, ensuring effective implementation and monitoring of AML/CFT frameworks and regulatory compliance controls.
Role type
Associate Manager, Regulatory Compliance (IC)
Builds
AML/CFT compliance frameworks, risk assessments, regulatory reports, and client compliance controls
Domain
Financial Services / Private Equity / Regulatory Compliance
Required skills
AML/CFT regulatory knowledge, risk assessment, suspicious transaction reporting, regulatory analysis, stakeholder management, process automation
Preferred skills
Experience as Compliance Officer/MLRO/DMLRO, knowledge of financial services legislation, analytical skills, investigative skills
Technologies
Compliance monitoring systems, management information systems
Responsibilities
Oversee AML/CFT compliance activities including risk assessments and client file reviews; manage relationships with regulators by coordinating inspections and responding to queries; contribute to compliance culture through training and team supervision; drive operational excellence by supporting process automation and enhancing compliance controls
Seniority
Mid-Senior, hands-on IC
