Senior Officer, Operational Compliance Services
Core
Review and validate AML/KYC deliverables, risk assessments, and regulatory compliance documentation (CDD/EDD, FATCA/CRS) to ensure quality and accuracy across all complexity levels.
Role type
Senior operational compliance reviewer (AML/KYC)
Builds
Validated compliance deliverables and risk assessment outcomes for investment clients
Domain
Financial services / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Required skills
AML/KYC expertise, risk assessment validation, regulatory compliance knowledge (FATCA/CRS), quality assurance, complex structure review
Preferred skills
Mentoring, decision-making, problem-solving
Responsibilities
Review and validate complex KYC files and client structures; Assess risk ratings and challenge risk assessment decisions; Ensure regulatory compliance by reviewing CDD/EDD and reporting requirements; Oversee periodic reviews, assessments, and quality standards; Document review findings and verify compliance conclusions