საბროკეროს შიდა კონტროლისა და ოპერაციების გუნდის უფროსი სპეციალისტი - თიბისი კაპიტალი
Core
Managing and monitoring settlement of client investment orders, ensuring compliance with regulations, and overseeing operational risk and incident management for a brokerage firm.
Role type
Senior operational specialist (brokerage operations & compliance)
Builds
Accurate transaction settlements, regulatory compliance reports, and operational risk mitigation frameworks
Domain
Financial services / Capital markets / Brokerage
Required skills
Trade settlement processes, Capital market instruments, Regulatory standards, Brokerage operations systems, MS Excel, Bloomberg, English language
Preferred skills
Team management, KPI monitoring, Process improvement, Vendor management, Internal audit coordination
Technologies
Bloomberg, MS Excel
Responsibilities
Monitor execution and settlement of client orders; Communicate with clients post-settlement; Monitor onboarding and KYC processes; Identify and manage operational risks and incidents; Support internal audit and regulatory requirements; Manage team planning, task distribution, and performance feedback.
Seniority
Senior, hands-on IC with team leadership