Senior Settlements Analyst
Core
Reconciling securities transactions with counterparties, resolving trade breaks, and ensuring timely settlement of fixed income and equity trades for investment advisors.
Role type
Senior back-office settlements operations analyst
Builds
Accurate daily trade reports and settlement records for investment advisors and clients
Domain
Wealth management / Securities trading / Fixed income
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Trade reconciliation, fail control, buy-in resolution, regulatory compliance, system troubleshooting, cash/position reconciliation, DTCC suite applications, FINRA Series 99 certification
Preferred skills
Team leadership, coaching, independent work, prioritization under pressure
Technologies
FIS/Phase 3, FICC CMU, FINRA TRANCE, MSRB RTRS Web, DTC, NSCC, Obligation Warehouse, SMART Track
Responsibilities
Review daily trade reports and rectify breaks, process trade comparisons and corrections, identify and resolve reconciliation issues, support DTCC settlement functions, review fail exposure and report to management, reconcile daily possession and control issues
Seniority
Senior, hands-on IC