Associate/Senior Associate, AML/KYC
Core
Primary point of contact for investor AML/KYC onboarding, ongoing monitoring, regulatory reporting, and client due diligence across fund administration and corporate segments.
Role type
Associate/Senior Associate AML/KYC Specialist
Builds
Client due diligence files, regulatory reports, and risk assessments for funds and corporate clients
Domain
Financial Services / Investment Management / Anti-Money Laundering
Deliverable
client delivery
Required skills
AML/KYC compliance, source of funds/wealth verification, enhanced due diligence (EDD), risk-based reviews, regulatory reporting, client onboarding, audit support, process improvement
Preferred skills
Fund administration knowledge, ICA or ACAMS certification, Chinese language proficiency
Technologies
Global data platform, proprietary tools
Responsibilities
Conduct and review KYC assessments including EDD and risk-based reviews for individuals, trusts, and financial institutions; oversee onboarding and review processes; maintain accurate client records and databases; provide guidance and training to internal teams and external stakeholders; drive process improvements and transformation initiatives
Seniority
Mid-level, hands-on IC
