Senior Compliance Officer
Core
Support the Board and Senior Management in fulfilling statutory and regulatory obligations by ensuring compliance with laws, regulations, and codes established by regulators, while protecting the company's brand and reputation.
Role type
Senior Compliance Officer (Second Line of Defense)
Builds
Integrated risk and compliance culture and programme
Domain
Financial Services / Investment Funds / Regulatory Compliance
Deliverable
client delivery
Required skills
AML & KYC knowledge, understanding of Luxembourg fund regulatory framework, client due diligence, file review, SAR/STR preparation, blacklist screening, audit support
Preferred skills
Additional language skills
Technologies
MS Office
Responsibilities
Assist in onboarding processes including compliance advice and risk assessment; perform periodical client and Investors' file reviews as second line of defense; prepare and file SAR/STR and AML letters; support internal and external audit follow-up; conduct regular screening of client database against sanctions and blacklists; promote compliance culture; undertake ad hoc compliance projects
Seniority
Mid-Senior, hands-on IC
