Officer 1, Operational Compliance Services
Core
Execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes, manage FATCA and CRS requirements, and monitor compliance obligations for investor onboarding.
Role type
Operational Compliance Officer (AML/KYC)
Builds
Regulatory compliance frameworks and investor onboarding workflows
Domain
Financial Services / Investment Management / Regulatory Compliance
Deliverable
client delivery
Required skills
AML/KYC process execution, FATCA/CRS validation, risk assessment, regulatory documentation, data accuracy verification
Preferred skills
ACAMS certification, investor onboarding experience, due diligence expertise
Technologies
Global data platform, proprietary compliance tools
Responsibilities
Review documentation for investor onboarding, validate GIINs against IRS records, prepare regulatory reports, maintain tracking systems, respond to client compliance inquiries
Seniority
Junior to Mid-level, hands-on IC
