Regulatory Compliance Testing Manager, North America
Core
Lead risk-based regulatory compliance testing and remediation validation for U.S. consumer protection, payments, and state money-transmission obligations to ensure controls work in practice and customers receive required outcomes.
Role type
Senior IC Regulatory Compliance Testing Manager
Builds
Independent assurance over non-FinCrime regulatory risks for Wise's North America operations
Domain
Financial services, payments, banking, MSB, fintech
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
regulatory compliance testing, internal audit, remediation validation, risk-based review planning, evidence analysis, data stratification, stakeholder challenge, workpaper writing, process evaluation across product/ops/legal boundaries
Preferred skills
state money-transmitter licensing, NMLS, regulatory reporting, safeguarding, partner due diligence, SQL, Snowflake, Looker, Tableau, AuditBoard, Archer
Technologies
SQL, Snowflake, Lightdash, Looker, Tableau, Power BI, Excel, Jira, Confluence, GitHub, AuditBoard, Optro, Archer
Responsibilities
Plan and execute risk-based regulatory testing and remediation-validation reviews; translate obligations into control questions and test procedures; test control design and operating effectiveness; define and reconcile testing populations using data; review end-to-end processes crossing functional boundaries; assess U.S. consumer-protection and payments requirements; evaluate state prudential and customer-funds controls; write clear workpapers and management reports; challenge control owners and stakeholders; support regulatory examinations and governance reporting; contribute to testing methodology and quality standards
Seniority
Senior, hands-on IC