Compliance Associate
Core
Support the Compliance Lead in regulatory licensing projects, interpret financial regulations, and ensure accurate reporting to regulators.
Role type
Associate compliance officer
Builds
Regulatory compliance systems, procedures, and reports
Domain
Fintech and financial services regulation
Deliverable
client delivery
Required skills
Regulatory interpretation, stakeholder liaison, policy review, analytical skills, report preparation
Preferred skills
Presentation skills, influencing skills
Technologies
None stated
Responsibilities
Support licensing projects with regulators, assess regulatory impact on business, review and update company systems and procedures, liaise with stakeholders for compliance changes, submit routine and adhoc regulatory reports, review and update company policies
Seniority
Mid-level, hands-on IC
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