Officer 3, Operational Compliance Services
Core
Entry-level operational compliance role performing basic AML/KYC and FATCA tasks, supporting investor onboarding, and maintaining regulatory records.
Role type
Entry-level operational compliance officer
Builds
Compliance documentation and regulatory records for investor onboarding
Domain
Financial services / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML/KYC processing, investor onboarding support, regulatory documentation maintenance, FATCA compliance, file completeness monitoring
Preferred skills
Wholesale banking experience, corporate funds experience, private equity experience, night shift availability
Technologies
None stated
Responsibilities
Support basic AML/KYC processing activities, Assist with investor onboarding procedures, Maintain compliance documentation, Follow established regulatory procedures, Monitor basic file completeness
Seniority
Entry-level, supervised IC
