Senior Product Compliance and Risk Manager - Assets
Core
Senior Product Compliance Manager supporting the Assets product team to ensure regulatory compliance for investment features (stocks/bonds) within a current account structure.
Role type
Senior IC product compliance manager (fintech/investments)
Builds
Compliant investment product features and services for Wise's global customer base
Domain
Fintech, retail investments, UK regulatory environment
Deliverable
product features
Required skills
deep understanding of UK securities regulations (COBS, MiFID, FSMA, CASS 6/7), regulatory risk analysis, product design translation, stakeholder collaboration, project ownership
Preferred skills
multi-jurisdictional licensing knowledge, data-driven decision making
Technologies
N/A
Responsibilities
Interpret regulatory requirements to avoid breaches, identify and mitigate regulatory risks, perform regulatory analysis for new product launches, collaborate with product teams to build compliant features, provide input on third-party regulatory matters
Seniority
Senior, hands-on IC
