Listed Clearing Specialist
Core
Supervise outsourced support teams to ensure accurate post-trade transaction processing and maintain controls for listed products.
Role type
Senior Listed Clearing KYC Specialist
Builds
Post-trade operations and settlement controls for listed products
Domain
Financial Services / Capital Markets / Post-trade
Deliverable
client delivery
Required skills
US clearing market practices, DTC positions management, OCC margin management, CMTA flows, Stock Borrow/Loan operations, Equity Tri-Party operations, exception resolution, invoice validation, management reporting
Preferred skills
Broadridge Shadow platform experience
Responsibilities
Supervise outsourced/offsite support teams on daily operations, Monitor OCC activity including CMTA flows and margin requirements, Resolve escalated transaction exceptions and liaise with clearing providers, Validate outbound invoices and oversee clearinghouse charge allocation, Partner with Front Office teams on change management and audit requests
Seniority
Mid-Senior, hands-on IC