Compliance and Risk Lead
Core
Hands-on Compliance and Risk Lead owning day-to-day regulatory obligations, building frameworks, and leading a small team to ensure integrity as the company scales.
Role type
Senior IC Compliance and Risk Lead with people management
Builds
Compliance monitoring programs, risk frameworks, and financial crime controls for a global fintech platform
Domain
Fintech, Proptech, Wealthtech, Financial Services Regulation
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
FCA-regulated firm experience, regulatory framework knowledge (AML, KYC, consumer protection), compliance monitoring program execution, financial crime controls expertise, risk assessment and monitoring, policy development
Preferred skills
Property/mortgage/investment product experience, MLRO support experience, fast-growing fintech in-house experience
Technologies
N/A
Responsibilities
Own delivery of compliance monitoring, develop and manage compliance team, maintain/update policies and controls, manage regulatory relationships (FCA), track regulatory developments, support risk identification and monitoring, assist with AML/financial crime operations, conduct KYC reviews, support SAR filing, partner with Product/Engineering on compliance implications, deliver compliance training
Seniority
Senior, hands-on IC with people management