Compliance Surveillance Officer
Core
Investigating trade surveillance alerts, analyzing market data to detect unusual trading patterns, and building automated detection logic to ensure regulatory compliance.
Role type
Senior IC compliance surveillance officer (data & automation)
Builds
Automated surveillance tooling, data pipelines, and AI-driven detection systems
Domain
Financial markets / Trading / Regulatory compliance
Deliverable
production ML models | dashboards & analysis
Required skills
Trade surveillance investigation, SQL, Python, AI/ML workflows, regulatory framework knowledge, data analysis, risk assessment
Preferred skills
Experience automating analysis, building data tooling, exchange/regulator experience
Technologies
SQL, Python, AI, machine learning
Responsibilities
Reconstruct order and trade activity from market data to identify risk factors and market abuse, analyze large datasets to detect unusual trading patterns, build and automate detection logic and data pipelines, design and test controls to prevent market abuse, review surveillance electronic communications alerts, identify gaps in the surveillance framework and push improvements
Seniority
Mid-level, hands-on IC
