Director of Cashiering & Treasury
Core
Lead Cashiering and Treasury operations for a fast-growing broker-dealer, owning how client money moves in and out of the firm and scaling the function through automation.
Role type
Director of Cashiering & Treasury (Money Movement Operations)
Builds
Automated money movement capabilities, liquidity forecasting inputs, and control frameworks for a broker-dealer.
Domain
Financial Services / Wealth Management / Broker-Dealer
Required skills
Cashiering and treasury operations, SEC Rule 15c3-3, AML/OFAC compliance, NACHA Operating Rules, team leadership, SQL, low-code tools, AI tooling, retirement account rules
Preferred skills
Experience leading a function through an audit or regulatory exam, FINRA Series 7 and Series 24 licenses, experience with check, wire, ACH, and debit card operations
Technologies
SQL, low-code tools, AI tools
Responsibilities
Lead a team of four or more, oversee daily payment operations (check, wire, ACH, debit card), deliver accurate cash positioning and funding inputs, own controls and regulatory exams, drive the money movement roadmap with Product and Engineering, maintain procedures and readiness for new products
Seniority
Director level (8+ years experience, 5+ years managing)