Financial Crimes Quality Assurance (QA) Analyst I
Core
Execute quality assurance program for Second Line of Defense (2LoD) Financial Crimes activities, including oversight, review, challenge, and governance across BSA/AML, Sanctions, and Fraud.
Role type
Financial Crimes Quality Assurance Analyst
Builds
Oversight and risk management practices for 2LoD compliance functions
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
BSA/AML and sanctions regulatory knowledge, 2LoD governance frameworks, financial crime case review, analytical judgment, issue tracking and remediation validation
Preferred skills
CAMS/CFE/CRCM certifications, transaction monitoring experience, data analytics for QA
Technologies
Data analytics tools, reporting tools
Responsibilities
Perform detailed QA reviews of 2LoD casework and decisions, conduct horizontal reviews to identify systemic weaknesses, document QA findings and assign severity ratings, track remediation of identified issues, provide independent challenge within the 2LoD function, support regulatory exams
Seniority
Junior, individual contributor