Trading Operations Associate - West Coast
Core
Provide high-quality support to enterprise-level clients on order entry, execution, trade surveillance, and high-touch order handling.
Role type
Trading Operations Associate
Builds
Enterprise brokerage operations and client trading workflows
Domain
Financial Services / Brokerage / Trading Infrastructure
Deliverable
client delivery
Required skills
order entry and execution support, trade surveillance, FIX protocol familiarity, corporate actions monitoring, regulatory compliance, risk identification, client relationship management
Preferred skills
options trading experience, Japanese or Korean language proficiency
Technologies
FIX protocol, OMS
Responsibilities
Investigate and resolve account management and order processing issues; monitor client accounts for anomalies and provide alerts; communicate corporate actions like dividends and splits; collaborate with trading, IT, and compliance teams; ensure adherence to regulatory requirements; collect and relay client feedback.
Seniority
Mid-level, hands-on IC