Manager - Risk Management
Core
Line 2 Compliance Manager providing second-line oversight, advisory, and monitoring of AML/CTF and AFSL obligations within a professional services firm.
Role type
Senior IC compliance manager (financial crime/regulatory)
Builds
Independent compliance frameworks, controls, and assurance activities for AML/CTF and AFSL
Domain
Financial services / Regulatory compliance / Anti-Money Laundering
Required skills
AML/CTF regulatory knowledge, AFSL obligations, corporate legal structure interpretation, compliance monitoring, risk assessment, regulatory reporting, stakeholder management, training delivery
Preferred skills
Experience with ASIC/AUSTRAC/AFCA, Three Lines of Defence model, complex ownership arrangements
Technologies
None stated
Responsibilities
Provide second line oversight and constructive challenge across business activities; Support implementation and enhancement of compliance frameworks; Provide guidance to Line 1 teams on KYC, CDD, and client onboarding; Review and challenge client risk assessments and onboarding decisions; Monitor adherence to AFSL obligations; Oversee AML/CTF obligations including risk assessments and regulatory reporting; Conduct compliance reviews and thematic assessments; Deliver compliance advice, guidance, and training; Support engagement with regulators (ASIC, AUSTRAC, AFCA)
Seniority
Manager, hands-on IC
