Transfer Agency, Associate 2
Core
Process investor transactions (applications, redemptions, switches, transfers), generate daily/monthly/annual statements, and perform AML/KYC checks for a large client base of institutional investors.
Role type
Associate 2 Transfer Agency Specialist
Builds
Daily transaction outputs, investor statements, and regulatory compliance reports
Domain
Asset Management / Fund Administration
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Transaction processing, Fund accounting concepts, AML/KYC compliance, Registry operations, Customer query resolution, Regulatory adherence
Preferred skills
Unit registry experience, Finance background, Banking background, Core registry processes knowledge, SIA (Unit Trust Administration) program knowledge
Technologies
SIA (Unit Trust Administration) program
Responsibilities
Validate and process investor transactions (Applications, Redemptions, Switches, Transfers), Perform AML/KYC checks on new unit holders, Generate daily, monthly, and annual client statements, Respond to customer and unit holder queries, Ensure timely delivery of operational registry and reporting deliverables, Review and update customer procedures