Assistant VP, Securities & Structured Notes
Core
Manage end-to-end processing and settlement of Structured Notes transactions, expanding coverage to Fixed Income and Equities products.
Role type
Senior IC securities operations specialist (structured notes)
Builds
Trade settlements, life cycle events, and corporate actions for securities and structured notes
Domain
Banking / Capital Markets / Securities Operations
Required skills
Structured Notes operations, trade settlement, corporate actions, post-trade processing, Fixed Income operations, Equities operations, regulatory compliance, process improvement
Preferred skills
Automation tools, Microsoft Excel, system enhancements, UAT participation
Technologies
Microsoft Excel, automation tools
Responsibilities
Manage end-to-end processing and settlement of Structured Notes transactions; Support trade settlements, life cycle events and corporate actions; Monitor and resolve settlement exceptions and operational issues; Ensure compliance with regulatory requirements, controls, SLAs and KPIs; Participate in UAT, system enhancements and new product initiatives; Drive process improvement and efficiency initiatives
Seniority
Senior, hands-on IC