Compliance Officer (1 yr contract | SoW | Wealth Management) DT
Core
Conduct end-to-end evaluations of complex client wealth trajectories, provide compliance advisory on structuring narratives, and manage PEP/sanction risks for high-net-worth clients.
Role type
Senior IC compliance officer (wealth management)
Builds
Verified client onboarding, recertification, and account unblocking decisions for private banking/family office clients
Domain
Wealth Management / Private Banking / AML/CFT
Required skills
KYC, AML/CFT compliance, CDD, corporate structure analysis, multi-jurisdictional holdings analysis, PEP/sanction screening, STR reporting, regulatory gap analysis, financial document verification, transaction monitoring
Preferred skills
Front office training delivery, risk committee presentation, internal/external audit support
Technologies
Sanction/PEP screening tools, transaction monitoring systems, STR reporting platforms
Responsibilities
Conduct end-to-end evaluations of complex client wealth trajectories; Provide expert guidance to Relationship Managers on structuring SoW narratives; Prepare and present high-risk client profiles to Risk Committees; Monitor high-risk profiles and file Suspicious Transaction Reports (STRs); Conduct gap analyses on regional regulatory updates; Execute local Financial Security controls and support audit reviews; Deliver targeted training to Front Office teams on SoW documentation standards.