Senior Consultant — Wealth Management & Investment Services - Assurance
Core
Conduct internal audit and risk assessment activities for Wealth Management and Investment Services clients, ensuring regulatory compliance and strengthening internal controls.
Role type
Senior IC audit consultant (wealth management)
Builds
Audit reports, risk assessments, and process evaluations for high-profile financial clients
Domain
Financial services / Wealth Management / Investment Services
Required skills
Internal audit, risk assessment, regulatory compliance (MIFID II, UCITS, AIFMD), asset management processes, portfolio management, GRC tools, data visualization (Power BI, Tableau), SQL, advanced Excel, English (C1)
Preferred skills
CIA, CISA, CFA, CAIA certifications, AI/automation knowledge in wealth management, portfolio management platforms (Bloomberg, FactSet, Morningstar)
Technologies
Power BI, Tableau, SQL, GRC tools, Bloomberg, FactSet, Morningstar, Microsoft Excel, Microsoft PowerPoint, Microsoft Access
Responsibilities
Conduct verification activities to support internal control functions and risk assessment; map and evaluate processes (asset allocation, portfolio management, suitability assessment, investor reporting); prepare audit and risk assessment reports; communicate results to management and audit committees; support commercial proposals and client relations
Seniority
Senior, hands-on IC
