JUNIOR COMPLIANCE ANALYST - CATEGORIA PROTETTA L.68/99
Core
Junior Compliance Analyst managing conflict of interest monitoring tools, verifying financial interests and independence of managers/partners, and drafting compliance procedures.
Role type
Junior Compliance Analyst
Builds
Compliance procedures and risk management reports
Domain
Financial Services / Compliance
Deliverable
dashboards & analysis
Required skills
Analytical skills, Excel, English (C1), Conflict of interest monitoring, Independence verification, Procedure drafting, Reporting, Database management, User support
Responsibilities
Monitor potential conflicts of interest using local and international tools, Verify financial interests and independence of managers and partners, Administer tools for clients with independence requirements, Draft procedures compliant with local and international independence requirements, Provide periodic reporting and advisory support on independence procedures and risk management, Interface daily with international teams to update databases and resolve issues, Assist internal and external users with compliance tools and procedures