Capital Markets Operations Sr Analyst
Core
Perform day-to-day operations, performance measurement, and client management for capital markets trade processing and settlements.
Role type
Senior Individual Contributor (Capital Markets Operations Analyst)
Builds
Client investment reviews, portfolio views, compliance documentation, and trade support processes.
Domain
Capital Markets / Financial Services / Trade Operations
Required skills
Trade processing and settlements, Pre-matching, Inventory management, Trade exception management, Reconciliations, Banking products (Equities, Fixed Income, Structured Products, Funds, FED securities), Regulations (FINRA, OFAC, CASS, Buy IN, CSDR, FEMA), MS Office, Analytical thinking, Complex documentation and legal language review, Judgment calls, Team guidance, Client interaction.
Preferred skills
Knowledge of capital market updates, Ability to learn quickly, Self-starter motivation.
Technologies
MS Office
Responsibilities
Create Client Investment Review and Portfolio View, Manage compliance documents, Review newly opened application forms, Handle Trade Support and Collateral Management, Perform trade reconciliations, Provide weekly/monthly/quarterly reporting, Coordinate with onshore teams and stakeholders, Explain Issue Management process to clients.
Seniority
Senior, hands-on IC with oversight responsibilities
