Compliance Investigator
Core
Lead and manage complex, sensitive compliance investigations across Asia, from initial assessment through reporting and remediation.
Role type
Senior IC compliance investigator
Builds
Investigation reports, remediation plans, and risk insights
Domain
Financial services / Compliance / Investigations
Deliverable
client delivery
Required skills
complex investigation management, evidence gathering and analysis, stakeholder engagement, report writing, risk trend identification, remediation planning
Preferred skills
forensic e-discovery tools, data-review tools
Responsibilities
Lead and manage multiple compliance investigations across Asia; Conduct complex and sensitive investigations in a timely, objective, thorough, and independent manner; Develop investigation plans; gather, assess, and document relevant evidence; and conduct effective interviews; Prepare clear and concise investigation reports in English and communicate investigation outcomes to local and global senior management; Document findings, conclusions, and supporting evidence in accordance with prescribed investigation methodologies, procedures, tools, and systems; Take ownership of investigation documentation and reporting throughout the investigation lifecycle; Identify risk trends and root causes, translate investigation insights into practical learnings and solutions, and support risk owners and business leaders in defining effective remediation plans; Share investigation insights and best practices across the function; Actively contribute to global compliance initiatives and the continuous development of the Investigations function.