Regulatory Operations Analyst
Core
Ensure daily regulatory reporting controls (EMIR, SFTR) for transactions, valuations, and collateral; oversee delegated reporting processes; and manage regulatory operations for an international asset management firm.
Role type
Regulatory Operations Analyst (Middle Office)
Builds
Regulatory reports and data submissions for trade repositories (DTCC) and internal operational dashboards.
Domain
Asset Management / Financial Regulation
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
Regulatory reporting (EMIR, SFTR), data analysis, process improvement, stakeholder management, project coordination, KPI tracking, documentation management
Preferred skills
Agile project management, Python or VBA, programming tools
Responsibilities
Perform daily controls on regulatory reporting (EMIR, SFTR) including gap analysis and anomaly handling; Supervise delegated reporting processes to third-party providers; Conduct pairing and matching controls for EMIR; Act as the main point of contact for internal teams and external providers on regulatory ops issues; Produce and analyze performance indicators (KPIs) to measure operational quality; Analyze existing processes to identify inefficiencies and propose improvements; Manage service providers through reviews and engagement tracking; Write and maintain operational procedures and documentation; Contribute to regulatory projects as a Subject Matter Expert (SME); Coordinate and prioritize cross-functional initiatives; Lead governance workshops involving multiple teams and management levels
Seniority
Mid-level, hands-on IC
