Sarbanes-Oxley (SOX) Finance Analyst
Core
Second-line validation function establishing standards for independent control validation, scoping, execution, and stakeholder reporting to support senior management's Sarbanes-Oxley Act attestation responsibilities.
Role type
Analyst level SOX Finance Analyst
Builds
Independent control validation, financial and regulatory report testing, and reinforcement of regulatory requirements and procedures.
Domain
Financial Services / Regulatory Compliance
Required skills
Internal Controls over Financial Reporting, Project Management, Process Flow Mapping, Control Design Adequacy Assessment, Operating Effectiveness Assessment, Control Documentation, Stakeholder Communication, MS Office (Excel, PowerPoint)
Preferred skills
Financial Markets and Products knowledge, Audit or Accounting experience, Big 4 accounting firm experience, Tableau, Alteryx, PowerBI, Project Leadership
Technologies
MS Office, Excel, PowerPoint, Tableau, Alteryx, PowerBI
Responsibilities
Scoping, execution, and reporting of independent control validation; testing of financial and regulatory reports; documenting controls; interacting with all levels of management.
Seniority
Analyst, entry-level (1-3 years experience)
