FID Compliance Officer, Legal and Compliance
Core
Provide comprehensive compliance advisory coverage for Morgan Stanley's Fixed Income businesses, focusing on sales, trading, commodities, non-performing loans, and insurance brokerage, while managing regulatory relationships and risk frameworks.
Role type
Senior IC compliance officer (Fixed Income)
Builds
Compliance policies, training programs, and risk control environments for Fixed Income business units.
Domain
Financial services / Fixed Income markets / Regulatory compliance
Required skills
Fixed Income compliance expertise, Japanese regulatory framework knowledge, risk assessment, stakeholder management, regulatory relationship management, training delivery, product review
Preferred skills
AI solution understanding, PC skills (Excel, Word, PowerPoint)
Technologies
Microsoft Office Suite, data management tools, digital collaboration platforms
Responsibilities
Provide compliance advisory for Fixed Income businesses including sales, trading, and commodities; Partner with Private Side Compliance on capital markets transactions; Establish and maintain standards of conduct; Manage regulatory examinations and internal investigations; Develop and deliver compliance training; Identify and assess compliance risks; Review and approve new instruments and products.
Seniority
Senior, hands-on IC