UMA Portfolio Manager
Core
Implement investment manager models and trade instructions for the Unified Managed Accounts (UMA) program, serving Financial Advisors and their clients.
Role type
Portfolio Manager (Investment Operations)
Builds
UMA client accounts and portfolio solutions
Domain
Wealth Management / Asset Management
Required skills
Series 7, Series 66, asset allocation, trade execution, portfolio construction, regulatory compliance, cash management, portfolio rebalancing
Preferred skills
None stated
Technologies
Equity SMA portfolios, ETFs, Domestic Mutual Funds
Responsibilities
Implement Investment Manager models based on client guidelines, act as liaison between Investment Managers and Financial Advisors, manage daily account operations and rebalancing, coordinate trade implementation, provide customized services like restriction management and gradual portfolio transitions, support Financial Advisors with product information.
Seniority
Individual Contributor