Director of Investments
Core
Senior service role supporting Financial Advisors and Private Wealth Advisors to help clients achieve investment goals by developing and overseeing strategic investment policies and programs.
Role type
Senior IC investment service director
Builds
Strategic investment policy and programs for client portfolios
Domain
Wealth management / Financial services
Required skills
Investment strategy, asset allocation, investment manager selection and evaluation, client reporting, financial planning, regulatory compliance (Series 65/66/7/63)
Preferred skills
Leadership, relationship building within investment community, analytical skills, communication
Technologies
Firm-approved reporting systems, MS Office (Excel)
Responsibilities
Oversee investment functions including policies, procedures, reporting, and performance metrics; Partner with advisors on investment manager selection and oversight; Establish relationships with investment community for research access; Evaluate investment managers for rebalancing or termination; Prepare and review client reports and financial plans; Participate in client meetings to represent the service lens.
Seniority
Senior, hands-on IC