Registered Client Service Associate
Core
Provide exceptional service to clients and support Financial Advisors/Private Wealth Advisors by handling account inquiries, executing transactions, and managing administrative tasks.
Role type
Client Service Associate
Builds
Client relationships and account documentation for Financial Advisor teams
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Financial services product knowledge, transaction execution, account management, digital tool enrollment, administrative support, calendar management, expense reporting
Preferred skills
Series 7/66/63/65 licenses, 2+ years industry experience, Mandarin proficiency
Technologies
MSOnline, eSign, eAuthorization, Microsoft Office (Word, Excel, Outlook, PowerPoint)
Responsibilities
Execute money movement transactions, answer non-investment account questions, onboard and maintain client accounts, manage calendars and travel itineraries, prepare expense reports, support marketing strategy
Seniority
Individual Contributor