Registered Client Relationship Analyst
Core
Provide exceptional service to clients and support Financial Advisors/teams by managing client relationships, executing transactions, and handling administrative tasks.
Role type
Client Relationship Analyst (Financial Services)
Builds
Client trust and advisor productivity
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Financial products knowledge (equities, bonds, options, mutual funds, annuities, insurance), money movement transactions, account onboarding, digital tools enrollment, data entry, calendar management, expense reporting, Microsoft Office (Word, Excel, Outlook, PowerPoint)
Preferred skills
Series 7, Series 66, Series 63, Series 65 licenses, 2+ years industry experience, college degree
Technologies
MSOnline, eSign, eAuthorization, firm approved systems
Responsibilities
Execute money movement transactions, answer general non-investment account questions, enter profile information and documentation, onboard and maintain client accounts, educate clients on digital tools, assist with research and portfolio reporting, manage calendars and travel itineraries, prepare expense reports
Seniority
Individual Contributor, entry to mid-level