Digital Direct Margins Operations- Associate
Core
Manage margin calls, monitor accounts for collateral accuracy, and handle exceptions to margin policy for brokerage clients.
Role type
Associate margin operations specialist
Builds
Client margin accounts and risk management processes
Domain
Financial services / Brokerage operations
Required skills
Margin policy management, Margin call execution, Asset transfer review, Regulatory compliance (REG-T, FINRA 4210), Risk assessment, Client issue resolution, Trading strategy knowledge, Financial market analysis, Excel/Tableau/Bloomberg proficiency, Process improvement
Preferred skills
Equity/Options trading experience, Derivatives knowledge, Portfolio Margin expertise
Technologies
Excel, Tableau, Bloomberg
Responsibilities
Initiate and manage exceptions to margin policy, Perform daily margin processes including managing margin calls, Review asset transfers, Take action on at-risk accounts, Support customer service in resolving margin issues, Assess risk and apply closing transactions, Escalate risk-related issues, Participate in cross-functional policy initiatives, Provide regular reporting to management
Seniority
Associate, entry-level to mid-level IC
